Fee-only adviser · St. John, IN
Midwest Investment and Retirement Management, Inc.
Midwest Investment and Retirement Management, Inc. is a fee-only investment adviser registered with the securities regulators of Illinois, Indiana, with its main office in St. John, Indiana. On its latest Form ADV, filed October 13, 2026, it reports $35M in regulatory assets under management, 108 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Illinois, Indiana |
|---|---|
| Firm CRD number | 129945 |
| Office | 7982 Wicker Ave St. John, IN 46373 |
| Phone | (219) 322-9932 |
| Website | mwwb.org |
| Regulatory assets under management | $35M |
| Individual clients | 97 non-high-net-worth, 11 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Hourly |
| Services | Portfolio management |
| Employees | 2 |
| Disciplinary disclosures | Yes, see SEC record |
| Latest Form ADV filing | October 13, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports disciplinary history on Form ADV. Read the disclosure details on its SEC record before you engage it.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
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