Fee-only adviser · San Juan Capistrano, CA
Miller Financial Services, Inc.
Miller Financial Services, Inc. is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in San Juan Capistrano, California. On its latest Form ADV, filed September 28, 2026, it reports $127M in regulatory assets under management, 200 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 339220 · SEC file 801-134912 |
| Office | 29122 Rancho Viejo RD Suite 101 San Juan Capistrano, CA 92675 |
| Phone | (949) 218-9419 |
| Website | millerfinancialservicesinc.com |
| Regulatory assets under management | $127M |
| Individual clients | 200 non-high-net-worth, 0 high-net-worth |
| Financial planning clients | 101-250 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management, Pension consulting |
| Employees | 3 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | September 28, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in San Juan Capistrano
- Optivest, Inc. $319M
- Capital Financial Consultants Group, Inc. $37M
- Olhoeft Financial, LLC $82M
- Iq Trends Private Client Asset Management $63M
See all 5 fee-only advisers in San Juan Capistrano →
Nearby
- Dana Point 1 firm
- Laguna Niguel 2 firms
- Ladera Ranch 2 firms
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- Laguna Hills 7 firms
- Mission Viejo 9 firms
- Laguna Beach 6 firms
- Rancho Santa Margarita 1 firm
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