Fee-only adviser · Saratoga Springs, NY
Minichmacgregor Wealth Management, LLC
Minichmacgregor Wealth Management, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Saratoga Springs, New York. On its latest Form ADV, filed October 15, 2026, it reports $723M in regulatory assets under management, 904 individual clients and 7 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 151237 · SEC file 801-70490 |
| Office | 21 Congress Street Suite 203 Saratoga Springs, NY 12866 |
| Phone | (518) 499-4565 |
| Website | www.minichmacgregor.com |
| Regulatory assets under management | $723M |
| Individual clients | 711 non-high-net-worth, 193 high-net-worth |
| Financial planning clients | 251-500 |
| How it charges | Percentage of assets, Fixed fee |
| Services | Financial planning, Portfolio management, Selection of other advisers, Educational seminars |
| Employees | 10 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | October 15, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Saratoga Springs
- King Wealth Management Group, LLC $1.1B
- Continuum Wealth Advisors, LLC $346M
- Crescent Hill Partners LLC $299M
- Peak Wealth Management $39M
- McNeill Capital, LLC $41M
- Saratoga Investment Solutions Inc. $49M
See all 9 fee-only advisers in Saratoga Springs →
Nearby
- Ballston Spa 1 firm
- Malta 2 firms
- Clifton Park 3 firms
- Glens Falls 1 firm
- Cambridge 3 firms
- Glenville 1 firm
- Schenectady 2 firms
- Latham 3 firms
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