Fee-only adviser · Guilford, CT
Monte Financial Group, LLC
Monte Financial Group, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Guilford, Connecticut. On its latest Form ADV, filed March 3, 2026, it reports $482M in regulatory assets under management, 434 individual clients and 7 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 150119 · SEC file 801-70207 |
| Office | 30 Long Hill Road Guilford, CT 06437 |
| Phone | (203) 453-6851 |
| Website | www.montefinancialgroup.com |
| Regulatory assets under management | $482M |
| Individual clients | 309 non-high-net-worth, 125 high-net-worth |
| Financial planning clients | 51-100 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Selection of other advisers |
| Employees | 12 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 3, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Guilford
- Grey Ledge Advisors, LLC $616M
- Compass Wealth Management LLC $683M
- Diastole Wealth Management $396M
- McCauley Investments Advisors LLC $9.2M
- Real Financial Planning, LLC Not reported
See all 6 fee-only advisers in Guilford →
Nearby
- Madison 1 firm
- Branford 2 firms
- Killingworth 1 firm
- North Haven 3 firms
- New Haven 5 firms
- Centerbrook 1 firm
- Middletown 2 firms
- Essex 3 firms
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Monte Financial Group, LLC? Update this listing.