Fee-only adviser · Monterey, CA
Monterey Bay Asset Management LLC
Monterey Bay Asset Management LLC is a fee-only investment adviser registered with the securities regulator of California, with its main office in Monterey, California. On its latest Form ADV, filed February 24, 2026, it reports $23M in regulatory assets under management, 28 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California |
|---|---|
| Firm CRD number | 142460 |
| Office | 380 Foam Street Suite 220 Monterey, CA 93940 |
| Phone | (831) 277-0364 |
| Website | www.montereybayasset.com |
| Regulatory assets under management | $23M |
| Individual clients | 28 non-high-net-worth, 0 high-net-worth |
| Financial planning clients | 26-50 |
| How it charges | Percentage of assets, Other |
| Services | Financial planning, Portfolio management, Pension consulting |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 24, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Monterey
- Integris Wealth Management, LLC $812M
- McFarland Associates $83M
- Three Sheep Wealth Management, LLC $9.1M
- T.h. Rapko & Company, LLC $34M
- Zrcor Inc. $11M
- Del Monte Capital, Inc. $350K
See all 7 fee-only advisers in Monterey →
Nearby
- Carmel by the Sea 1 firm
- Carmel-By-The-Sea 1 firm
- Pacific Grove 1 firm
- Pebble Beach 1 firm
- Marina 1 firm
- Carmel 11 firms
- Capitola 1 firm
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