MSM Financial, LLC

MSM Financial, LLC is a fee-only investment adviser registered with the securities regulators of California, Colorado, District of Columbia, Iowa, Kansas, Maryland, Minnesota, North Dakota, Ohio, Virginia, with its main office in Minneapolis, Minnesota. On its latest Form ADV, filed March 16, 2026, it reports $14M in regulatory assets under management, 16 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.

Key facts from Form ADV

Registration	State-registered: California, Colorado, District of Columbia, Iowa, Kansas, Maryland, Minnesota, North Dakota, Ohio, Virginia
Firm CRD number	298606
Office	4999 France Ave South Suite 245 Minneapolis, MN 55410
Phone	(612) 607-6594
Website	www.msmfinancial.com
Regulatory assets under management	$14M
Individual clients	9 non-high-net-worth, 7 high-net-worth
Financial planning clients	26-50
How it charges	Percentage of assets, Hourly, Fixed fee
Services	Financial planning, Portfolio management, Selection of other advisers
Employees	1
Disciplinary disclosures	None reported
Latest Form ADV filing	March 16, 2026

Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.

What this means for you

• It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
• It also charges a percentage of assets managed for ongoing investment management.
• Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
• It provides financial planning services, not only portfolio management.
• It reports no disciplinary history on Form ADV.

Before you hire any adviser

Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.

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