New Line Capital, LLC

New Line Capital, LLC is a fee-only investment adviser registered with the securities regulators of Colorado, Connecticut, New Jersey, New Mexico, with a mailing address in Santa Fe, New Mexico (its office is a private residence, so the street address is not published). On its latest Form ADV, filed March 13, 2026, it reports $32M in regulatory assets under management, 26 individual clients and 3 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.

Key facts from Form ADV

Registration	State-registered: Colorado, Connecticut, New Jersey, New Mexico
Firm CRD number	143677 · SEC file 801-67819
Office	Santa Fe, NM (mailing address; office not published)
Phone	(505) 989-7211
Website	Not listed
Regulatory assets under management	$32M ($22M discretionary)
Individual clients	9 non-high-net-worth, 17 high-net-worth
Financial planning clients	0
How it charges	Percentage of assets, Other
Services	Portfolio management
Employees	3
Disciplinary disclosures	Yes, see SEC record
Latest Form ADV filing	March 13, 2026

Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.

What this means for you

• It also charges a percentage of assets managed for ongoing investment management.
• Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
• It reports disciplinary history on Form ADV. Read the disclosure details on its SEC record before you engage it.

Before you hire any adviser

Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.

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• G. Allen Financial Inc. $101M
• Highrocks Wealth, LLC $6.3M
• Cradle to College Financial, LLC Not reported

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