Fee-only adviser · Germantown, TN
New Southern Advisory Services
New Southern Advisory Services is a fee-only investment adviser registered with the securities regulators of Arkansas, Tennessee, with its main office in Germantown, Tennessee. On its latest Form ADV, filed August 7, 2026, it reports $40M in regulatory assets under management, 21 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Arkansas, Tennessee |
|---|---|
| Firm CRD number | 158724 |
| Office | 1922 Exeter Road Suite 15 Germantown, TN 38138 |
| Phone | (901) 258-3331 |
| Website | Not listed |
| Regulatory assets under management | $40M |
| Individual clients | 8 non-high-net-worth, 13 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | Yes, see SEC record |
| Latest Form ADV filing | August 7, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It reports disciplinary history on Form ADV. Read the disclosure details on its SEC record before you engage it.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Germantown
- TCM $165M
- Silverleafe Capital Partners, LLC $449M
- W Advisors LLC $245M
- Studdard Financial, LLC $28M
- Forward Financial Planning $3.7M
- Reeser Advisory Services Inc. $29M
See all 8 fee-only advisers in Germantown →
Nearby
- Cordova 1 firm
- Memphis 40 firms
- Collierville 1 firm
- Lakeland 1 firm
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