Fee-only adviser · Knoxville, TN
Nomad Financial
Nomad Financial is a fee-only investment adviser registered with the securities regulators of California, Nevada, Tennessee, with its main office in Knoxville, Tennessee. On its latest Form ADV, filed May 11, 2026, it reports $3.9M in regulatory assets under management and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California, Nevada, Tennessee |
|---|---|
| Firm CRD number | 322552 |
| Office | 800 South Gay Street Suite 700 Knoxville, TN 37929 |
| Phone | (865) 293-8255 |
| Website | www.nomadfinancial.us |
| Regulatory assets under management | $3.9M |
| Individual clients | Fewer than 5 |
| Financial planning clients | 1-10 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | May 11, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Knoxville
- Patriot Investment Management Group Inc $1.9B
- Visionary Horizons, LLC $397M
- Knox Wealth Partners Advisory $273M
- The Nalls Sherbakoff Group, LLC $337M
- Pya Waltman Capital, LLC $1.0B
- Leading Edge Financial Planning LLC $522M
See all 28 fee-only advisers in Knoxville →
Nearby
- Maryville 1 firm
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