Fee-only adviser · Westport, CT
Norman Kramer Investments, Inc.
Norman Kramer Investments, Inc. is a fee-only investment adviser registered with the securities regulators of Connecticut, New York, with its main office in Westport, Connecticut. On its latest Form ADV, filed March 11, 2026, it reports $41M in regulatory assets under management, 36 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Connecticut, New York |
|---|---|
| Firm CRD number | 117862 |
| Office | 37 Franklin Street Westport, CT 06880 |
| Phone | (203) 349-9039 |
| Website | Not listed |
| Regulatory assets under management | $41M |
| Individual clients | 25 non-high-net-worth, 11 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 11, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Westport
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- Aspetuck Financial Management LLC $178M
- LCR Wealth Management LLC $152M
- Drum Hill Capital, LLC $194M
- Greenhouse Wealth Management, LLC $289M
See all 21 fee-only advisers in Westport →
Nearby
- Southport 3 firms
- Fairfield 2 firms
- Norwalk 4 firms
- Wilton 5 firms
- Rowayton 2 firms
- New Canaan 6 firms
- Georgetown 1 firm
- Darien 17 firms
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