Fee-only adviser · Berkeley, CA
North Berkeley Wealth Management, LLC
North Berkeley Wealth Management, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Berkeley, California. On its latest Form ADV, filed March 19, 2026, it reports $830M in regulatory assets under management, 401 individual clients and 11 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 136431 · SEC file 801-64572 |
| Office | 1995 El Dorado Ave Berkeley, CA 94707 |
| Phone | (510) 528-5820 |
| Website | northberkeleywealth.com |
| Regulatory assets under management | $830M ($807M discretionary) |
| Individual clients | 181 non-high-net-worth, 220 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Selection of other advisers |
| Employees | 16 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 19, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Berkeley
- Blume Capital Management, Inc. $857M
- Topel & Distasi Wealth Management, LLC $312M
- Elmwood Wealth Management $478M
- Willow Grove Advisors, LLC $370M
- Effective Assets $165M
- RO2 Wealth $2.1M
See all 10 fee-only advisers in Berkeley →
Nearby
- Albany 2 firms
- Emeryville 2 firms
- Orinda 5 firms
- Oakland 17 firms
- El Cerrito 1 firm
- Alameda 2 firms
- Lafayette 10 firms
- Moraga 4 firms
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at North Berkeley Wealth Management, LLC? Update this listing.