Fee-only adviser · Henrico, VA
Norton Capital Management, Inc.
Norton Capital Management, Inc. is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Henrico, Virginia. On its latest Form ADV, filed September 28, 2026, it reports $132M in regulatory assets under management, 106 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 110398 · SEC file 801-111866 |
| Office | 410 North Ridge Road Suite 100 Henrico, VA 23229 |
| Phone | (757) 623-1200 |
| Website | www.nortoncapital.com |
| Regulatory assets under management | $132M ($116M discretionary) |
| Individual clients | 69 non-high-net-worth, 37 high-net-worth |
| Financial planning clients | 1-10 |
| How it charges | Percentage of assets, Other |
| Services | Financial planning, Portfolio management |
| Employees | 5 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | September 28, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Henrico
See all 4 fee-only advisers in Henrico →
Nearby
- Richmond 43 firms
- Glen Allen 10 firms
- Midlothian 3 firms
- Mechanicsville 1 firm
- Chesterfield 1 firm
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Norton Capital Management, Inc.? Update this listing.