Fee-only adviser · Stamford, CT
O'Shaughnessy Asset Management, LLC
O'Shaughnessy Asset Management, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Stamford, Connecticut. On its latest Form ADV, filed December 16, 2025, it reports $19.8B in regulatory assets under management, 10,734 individual clients and 53 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 144594 · SEC file 801-68177 |
| Office | 100 First Stamford Place Stamford, CT 06902 |
| Phone | (203) 975-3333 |
| Website | canvas.osam.com |
| Regulatory assets under management | $19.8B |
| Individual clients | 0 non-high-net-worth, 10,734 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets, Other |
| Services | Portfolio management |
| Employees | 103 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | December 16, 2025 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It sponsors or manages a wrap fee program; ask what the bundled fee covers.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Stamford
- Sovereign Financial Group, Inc. $1.1B
- Clear Harbor Asset Management, LLC $2.1B
- RZH Advisors LLC $2.4B
- Scholtz & Company, LLC $341M
- JC Capital Advisors Group LLC $263M
- Oak Financial Group Inc $177M
See all 30 fee-only advisers in Stamford →
Nearby
- Old Greenwich 1 firm
- Riverside 1 firm
- Darien 17 firms
- Greenwich 22 firms
- Rowayton 2 firms
- Norwalk 4 firms
- New Canaan 6 firms
- Port Chester 1 firm
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