Fee-only adviser · Westlake Village, CA
Oak Asset Management, LLC
Oak Asset Management, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Westlake Village, California. On its latest Form ADV, filed February 23, 2026, it reports $414M in regulatory assets under management, 242 individual clients and 4 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 287856 · SEC file 801-110296 |
| Office | 2535 Townsgate Road Suite 300 Westlake Village, CA 91361 |
| Phone | (805) 778-0818 |
| Website | www.oakasset.com |
| Regulatory assets under management | $414M |
| Individual clients | 118 non-high-net-worth, 124 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management, Pension consulting |
| Employees | 4 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 23, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It sponsors or manages a wrap fee program; ask what the bundled fee covers.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Westlake Village
- Alliance Advisory & Securities, LLC $687M
- Fischer Investment Strategies, LLC $252M
- Alteri Wealth $566M
- Winters Financial Group, Inc. $252M
- Village Wealth Advisors $258M
- Total Wealth Services, LLC $186M
See all 26 fee-only advisers in Westlake Village →
Nearby
- Newbury Park 1 firm
- Thousand Oaks Drive 1 firm
- Malibu 1 firm
- Thousand Oaks 13 firms
- Agoura Hills 2 firms
- Camarillo 8 firms
- Moorpark 1 firm
- Calabasas 6 firms
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