Fee-only adviser · Houston, TX
Old Beach Investment Advisors, LLC
Old Beach Investment Advisors, LLC is a fee-only investment adviser registered with the securities regulator of Texas, with its main office in Houston, Texas. On its latest Form ADV, filed March 27, 2026, it reports $67M in regulatory assets under management, 5 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Texas |
|---|---|
| Firm CRD number | 339424 |
| Office | 2700 Post Oak Blvd. Suite 1700 Houston, TX 77056 |
| Phone | (713) 416-1623 |
| Website | Not listed |
| Regulatory assets under management | $67M |
| Individual clients | 0 non-high-net-worth, 5 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 3 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 27, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Houston
- Symphony Financial, Ltd. Co. $1.4B
- Corda Investment Management, LLC $2.0B
- Financial Synergies $1.8B
- Adell Harriman & Carpenter $2.1B
- Willis Johnson Wealth $1.9B
- Saxon Financial Group $679M
See all 157 fee-only advisers in Houston →
Nearby
- Bellaire 3 firms
- Stafford 1 firm
- Richmond 1 firm
- Sugar Land 11 firms
- Pearland 2 firms
- Missouri City 1 firm
- Spring 3 firms
- Katy 5 firms
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Old Beach Investment Advisors, LLC? Update this listing.