Fee-only adviser · Vestavia Hills, AL
Old Oak Advisors, LLC
Old Oak Advisors, LLC is a fee-only investment adviser registered with the securities regulators of Alabama, Louisiana, with its main office in Vestavia Hills, Alabama. On its latest Form ADV, filed April 13, 2026, it reports $25M in regulatory assets under management, 57 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Alabama, Louisiana |
|---|---|
| Firm CRD number | 159893 |
| Office | 1025 Montgomery Hwy. Suite 113 Vestavia Hills, AL 35216 |
| Phone | (205) 538-2440 |
| Website | www.oldoakadvisors.com |
| Regulatory assets under management | $25M ($22M discretionary) |
| Individual clients | 57 non-high-net-worth, 0 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | April 13, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Vestavia Hills
Nearby
- Hoover 1 firm
- Mountain Brook 1 firm
- Birmingham 37 firms
- Homewood 2 firms
- Vestavia 1 firm
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