Fee-only adviser · Dewitt, NY
Omc Financial Services Ltd
Omc Financial Services Ltd is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Dewitt, New York. On its latest Form ADV, filed March 23, 2026, it reports $328M in regulatory assets under management, 269 individual clients and 3 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 110528 · SEC file 801-29406 |
| Office | 5789 Widewaters Parkway Dewitt, NY 13214 |
| Phone | (315) 446-8720 |
| Website | www.omcfinance.com |
| Regulatory assets under management | $328M ($328M discretionary) |
| Individual clients | 167 non-high-net-worth, 102 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets, Hourly |
| Services | Portfolio management |
| Employees | 7 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 23, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Dewitt
- J.w.burns & Company, Inc. $1.0B
- Ives Hill Wealth Management $183M
- Sterling Imc $4.9M
See all 4 fee-only advisers in Dewitt →
Nearby
- Syracuse 8 firms
- Fayetteville 2 firms
- East Syracuse 3 firms
- Liverpool 2 firms
- Chittenango 1 firm
- Cazenovia 1 firm
- Skaneateles 2 firms
- Homer 1 firm
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