Optima Capital Management

Optima Capital Management is a fee-only investment adviser registered with the securities regulator of Montana, with its main office in Billings, Montana. On its latest Form ADV, filed March 26, 2026, it reports $37M in regulatory assets under management, 19 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.

Key facts from Form ADV

Registration	State-registered: Montana
Firm CRD number	132775
Office	404 N. 31st Street Suite 112 Billings, MT 59101
Phone	(406) 208-0208
Website	www.optimacapitalmanagement.com
Regulatory assets under management	$37M
Individual clients	12 non-high-net-worth, 7 high-net-worth
Financial planning clients	Not reported
How it charges	Percentage of assets, Other
Services	Portfolio management
Employees	1
Disciplinary disclosures	None reported
Latest Form ADV filing	March 26, 2026

Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.

What this means for you

• It also charges a percentage of assets managed for ongoing investment management.
• Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
• It reports no disciplinary history on Form ADV.

Before you hire any adviser

Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.

Other fee-only advisers in Billings

• Allied Investment Advisors LLC $1.5B
• Cladis Investment Advisory LLC $243M
• Stapleton Financial Group $16M
• BDL Wealth Management PLLC $5.6M

See all 5 fee-only advisers in Billings →