Fee-only adviser · Arlington Heights, IL
Outlook Capital Management, LLC
Outlook Capital Management, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Arlington Heights, Illinois. On its latest Form ADV, filed March 16, 2026, it reports $147M in regulatory assets under management, 90 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 132339 · SEC file 801-132582 |
| Office | 125 S. Wilke Road Suite 200E Arlington Heights, IL 60005 |
| Phone | (847) 797-0600 |
| Website | www.outlookcapitalmanagement.com |
| Regulatory assets under management | $147M |
| Individual clients | 32 non-high-net-worth, 58 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 16, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Arlington Heights
- Baldwin Financial Advisors, LLC Not reported
- Directional Asset Management, LLC $137M
- Sora Wealth, LLC $30M
- Vidarrow Investment Advisors $13M
- Arlington Wealth Management $236M
See all 6 fee-only advisers in Arlington Heights →
Nearby
- Rolling Meadows 2 firms
- Mount Prospect 3 firms
- Schaumburg 6 firms
- Des Plaines 4 firms
- Palatine 4 firms
- Itasca 2 firms
- Buffalo Grove 4 firms
- Rosemont 1 firm
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