Fee-only adviser · Deerfield, IL
Parkside Investments, LLC
Parkside Investments, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Deerfield, Illinois. On its latest Form ADV, filed July 31, 2026, it reports $1.4B in regulatory assets under management, 200 individual clients and 5 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 286178 · SEC file 801-108826 |
| Office | 570 Lake Cook Road Suite 100 Deerfield, IL 60015 |
| Phone | (312) 778-7700 |
| Website | www.parksideinv.com |
| Regulatory assets under management | $1.4B ($970M discretionary) |
| Individual clients | 51 non-high-net-worth, 149 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets |
| Services | Portfolio management, Selection of other advisers |
| Employees | 7 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | July 31, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Deerfield
- Nadler Financial Group, Inc. $2.2B
- Roberts, Glore & Co. $938M
- JH Kaufman LLC $9.2M
- Capital Resource Management,inc. $593M
See all 5 fee-only advisers in Deerfield →
Nearby
- Bannockburn 2 firms
- Lincolnshire 3 firms
- Northbrook 17 firms
- Highland Park 1 firm
- Buffalo Grove 4 firms
- Lake Forest 8 firms
- Vernon Hills 1 firm
- Glenview 3 firms
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Parkside Investments, LLC? Update this listing.