Fee-only adviser · Roseville, CA
Peak Investment Solutions, LLC
Peak Investment Solutions, LLC is a fee-only investment adviser registered with the securities regulators of Arizona, California, with its main office in Roseville, California. On its latest Form ADV, filed March 6, 2026, it reports $77M in regulatory assets under management, 78 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Arizona, California |
|---|---|
| Firm CRD number | 134846 · SEC file 801-64263 |
| Office | 1508 Eureka Road Suite 180 Roseville, CA 95661 |
| Phone | (916) 772-5022 |
| Website | www.peakis.net |
| Regulatory assets under management | $77M |
| Individual clients | 65 non-high-net-worth, 13 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets, Other |
| Services | Portfolio management, Pension consulting, Selection of other advisers |
| Employees | 4 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 6, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Roseville
- Up Capital Management, Inc. $213M
- Dimensions Wealth Management, LLC $152M
- Lynch Financial Advisors $113M
- St. Clair Financial $141M
- Triflame Capital $28M
- Sisto Investment Advisory, LLC $55M
See all 13 fee-only advisers in Roseville →
Nearby
- Granite Bay 5 firms
- Rocklin 5 firms
- Fair Oaks 2 firms
- Loomis 1 firm
- Folsom 10 firms
- Gold River 2 firms
- El Dorado Hills 7 firms
- Auburn 2 firms
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