Potentia Wealth

Potentia Wealth is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in San Jose, California. On its latest Form ADV, filed March 31, 2026, it reports $569M in regulatory assets under management, 722 individual clients and 7 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.

Key facts from Form ADV

Registration	SEC-registered
Firm CRD number	329135 · SEC file 801-129366
Office	1226 Lincoln Ave Suite 200 San Jose, CA 95125
Phone	(408) 288-7886
Website	www.potentiawealth.com
Regulatory assets under management	$569M
Individual clients	330 non-high-net-worth, 392 high-net-worth
Financial planning clients	26-50
How it charges	Percentage of assets, Fixed fee
Services	Financial planning, Portfolio management
Employees	16
Disciplinary disclosures	None reported
Latest Form ADV filing	March 31, 2026

Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.

What this means for you

• It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
• It also charges a percentage of assets managed for ongoing investment management.
• Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
• It provides financial planning services, not only portfolio management.
• It sponsors or manages a wrap fee program; ask what the bundled fee covers.
• It reports no disciplinary history on Form ADV.

Before you hire any adviser

Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.

Other fee-only advisers in San Jose

• Werba Rubin Papier Wealth Management, LLC $1.4B
• Silicon Valley Capital Partners, L.P. $1.3B
• Concentrum Wealth Management $987M
• TTP Investments, Inc. $571M
• Betterwealth LLC $660M
• Kera Capital Partners $1.4B

See all 25 fee-only advisers in San Jose →

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