Fee-only adviser · Mesa, AZ
Pro Tax Financial Services, LLC
Pro Tax Financial Services, LLC is a fee-only investment adviser registered with the securities regulator of Arizona, with its main office in Mesa, Arizona. On its latest Form ADV, filed December 2, 2025, it reports $15M in regulatory assets under management, 110 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Arizona |
|---|---|
| Firm CRD number | 124634 |
| Office | 761 S. Stapley Mesa, AZ 85204 |
| Phone | (480) 464-1040 |
| Website | www.protax1040.com |
| Regulatory assets under management | $15M |
| Individual clients | 100 non-high-net-worth, 10 high-net-worth |
| Financial planning clients | 101-250 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management |
| Employees | 7 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | December 2, 2025 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Mesa
- Decisionpoint Financial, LLC $1.2B
- Rovin Capital $917M
- Ridgeline Private Wealth $173M
- Fenger Financial, PLLC $25M
- Prosper Private Wealth $151M
- Tarascio Financial Planning, LLC $18M
See all 9 fee-only advisers in Mesa →
Nearby
- Gilbert 10 firms
- Chandler 12 firms
- Tempe 10 firms
- Fountain Hills 2 firms
- Paradise Valley 1 firm
- Scottsdale 78 firms
- Phoenix 49 firms
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