Fee-only adviser · Bozeman, MT
Professional Financial Management, Inc.
Professional Financial Management, Inc. is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Bozeman, Montana. On its latest Form ADV, filed March 15, 2026, it reports $304M in regulatory assets under management, 163 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 118117 · SEC file 801-132539 |
| Office | 2066 Stadium DR Ste 101 Bozeman, MT 59718 |
| Phone | (406) 587-1604 |
| Website | www.profinancialmgmt.com |
| Regulatory assets under management | $304M ($299M discretionary) |
| Individual clients | 80 non-high-net-worth, 83 high-net-worth |
| Financial planning clients | 1-10 |
| How it charges | Percentage of assets, Hourly |
| Services | Financial planning, Portfolio management |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 15, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Bozeman
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- Northfork Advisors $108M
- Cocreate Financial $38M
- Monteith Wealth $74M
- Springhill Wealth Management $82M
- Arkell Asset Management, LLC $75M
See all 13 fee-only advisers in Bozeman →
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