Fee-only adviser · Darien, CT
Prosophia Advisors, LLC
Prosophia Advisors, LLC is a fee-only investment adviser registered with the securities regulator of Connecticut, with its main office in Darien, Connecticut. On its latest Form ADV, filed May 28, 2026, it reports $600K in regulatory assets under management and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Connecticut |
|---|---|
| Firm CRD number | 328819 |
| Office | 320 Boston Post RD Suite 180 Darien, CT 06820 |
| Phone | (203) 295-4055 |
| Website | prosophia-advisors.com |
| Regulatory assets under management | $600K |
| Individual clients | Fewer than 5 |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | May 28, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
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See all 17 fee-only advisers in Darien →
Nearby
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- Old Greenwich 1 firm
- Riverside 1 firm
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- Westport 21 firms
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