Fee-only adviser · Santa Monica, CA
Quantum Financial Advisors, LLC
Quantum Financial Advisors, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Santa Monica, California. On its latest Form ADV, filed June 5, 2026, it reports $1.5B in regulatory assets under management, 451 individual clients and 11 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 317386 · SEC file 801-122978 |
| Office | 530 Wilshire Blvd Ste 206 Santa Monica, CA 90401 |
| Phone | (424) 447-8268 |
| Website | www.quantumadvisors.com |
| Regulatory assets under management | $1.5B ($1.5B discretionary) |
| Individual clients | 280 non-high-net-worth, 171 high-net-worth |
| Financial planning clients | 251-500 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Pension consulting |
| Employees | 16 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | June 5, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Santa Monica
- Abacus Wealth Partners $3.6B
- Westside Investment Management, LLC $889M
- Sierra Investment Management, LLC $361M
- Angeles Wealth Management, LLC $2.8B
- Victus Capital Wealth $280M
- Serenus Wealth Advisors, LLC $1.5B
See all 24 fee-only advisers in Santa Monica →
Nearby
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- Century City 1 firm
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- 8605 Santa Monica Boulevard 53781 1 firm
- West Hollywood 1 firm
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