Fee-only adviser · Metairie, LA
Regatta Research & Money Management L.L.C.
Regatta Research & Money Management L.L.C. is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Metairie, Louisiana. On its latest Form ADV, filed May 20, 2026, it reports $211M in regulatory assets under management, 550 individual clients and 6 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 113181 · SEC file 801-60383 |
| Office | 6620 Riverside Drive Suite 207 Metairie, LA 70003 |
| Phone | (504) 831-4636 |
| Website | regattaresearch.com |
| Regulatory assets under management | $211M ($211M discretionary) |
| Individual clients | 490 non-high-net-worth, 60 high-net-worth |
| Financial planning clients | 26-50 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management, Pension consulting, Selection of other advisers, Educational seminars |
| Employees | 8 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | May 20, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Metairie
- Adg Wealth Management Group, LLC $336M
- FPL Capital Management, LLC $1.1B
- Delta Financial Advisors, L.L.C. $592M
- Crescent Sterling Ltd. $210M
- Guilbault Capital $304M
- Schayot Financial LLC $73M
See all 10 fee-only advisers in Metairie →
Nearby
- New Orleans 16 firms
- Chalmette 1 firm
- Mandeville 3 firms
- Madisonville 1 firm
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Regatta Research & Money Management L.L.C.? Update this listing.