Rialto Wealth Management

Rialto Wealth Management is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Syracuse, New York. On its latest Form ADV, filed March 27, 2026, it reports $626M in regulatory assets under management, 338 individual clients and 6 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.

Key facts from Form ADV

Registration	SEC-registered
Firm CRD number	319411 · SEC file 801-123598
Office	126 N Salina ST. Suite 330 Syracuse, NY 13202
Phone	(315) 992-9129
Website	Not listed
Regulatory assets under management	$626M ($601M discretionary)
Individual clients	192 non-high-net-worth, 146 high-net-worth
Financial planning clients	251-500
How it charges	Percentage of assets, Hourly, Fixed fee
Services	Financial planning, Portfolio management, Pension consulting
Employees	7
Disciplinary disclosures	None reported
Latest Form ADV filing	March 27, 2026

Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.

What this means for you

• It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
• It also charges a percentage of assets managed for ongoing investment management.
• Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
• It provides financial planning services, not only portfolio management.
• It reports no disciplinary history on Form ADV.

Before you hire any adviser

Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.

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