Fee-only adviser · Milton, GA
Rich & Company LLC
Rich & Company LLC is a fee-only investment adviser registered with the securities regulator of Georgia, with its main office in Milton, Georgia. On its latest Form ADV, filed August 2, 2026, it reports $21M in regulatory assets under management, 6 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Georgia |
|---|---|
| Firm CRD number | 328351 |
| Office | 12540 Broadwell Road Suite 2201 Milton, GA 30004 |
| Phone | (770) 284-5684 |
| Website | richcoadvisors.com |
| Regulatory assets under management | $21M ($17M discretionary) |
| Individual clients | 1 non-high-net-worth, 5 high-net-worth |
| Financial planning clients | 1-10 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Selection of other advisers, Educational seminars |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | August 2, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Milton
- Jamison Private Wealth Management, Inc. $1.1B
- Bluechip Wealth Advisors LLC $666M
- MRP Advisors, LLC $96M
- Westhollow Wealth Management $36M
See all 5 fee-only advisers in Milton →
Nearby
- Alpharetta 22 firms
- Roswell 6 firms
- Woodstock 6 firms
- Cumming 5 firms
- Johns Creek 4 firms
- Peachtree Corners 1 firm
- Suwanee 5 firms
- Dunwoody 1 firm
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