Fee-only adviser · Minneapolis, MN
Rising Financial
Rising Financial is a fee-only investment adviser registered with the securities regulator of Minnesota, with a mailing address in Minneapolis, Minnesota (its office is a private residence, so the street address is not published). On its latest Form ADV, filed February 3, 2026, it reports $12M in regulatory assets under management, 54 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Minnesota |
|---|---|
| Firm CRD number | 322105 |
| Office | Minneapolis, MN (mailing address; office not published) |
| Phone | (612) 315-9151 |
| Website | www.rising-financial.com |
| Regulatory assets under management | $12M |
| Individual clients | 49 non-high-net-worth, 5 high-net-worth |
| Financial planning clients | 51-100 |
| How it charges | Hourly, Fixed fee, Other |
| Services | Financial planning, Portfolio management |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 3, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Minneapolis
- Riverbridge $5.0B
- Everest Financial Group $1.0B
- Financial Perspectives $1.2B
- All Star Financial $882M
- Schwarz Dygos Wheeler Investment Advisors LLC $730M
- Element Squared Private Wealth $203M
See all 41 fee-only advisers in Minneapolis →
Nearby
- St. Paul 12 firms
- St. Louis Park 5 firms
- Golden Valley 1 firm
- Roseville 1 firm
- Edina 26 firms
- Minnetonka 11 firms
- Arden Hills 2 firms
- New Brighton 1 firm
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