Fee-only adviser · Tucson, AZ
Rising Sun Investment Advisers
Rising Sun Investment Advisers is a fee-only investment adviser registered with the securities regulator of Arizona, with a mailing address in Tucson, Arizona (its office is a private residence, so the street address is not published). On its latest Form ADV, filed February 2, 2022, it reports $9.9M in regulatory assets under management and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Arizona |
|---|---|
| Firm CRD number | 309222 |
| Office | Tucson, AZ (mailing address; office not published) |
| Phone | (480) 760-5789 |
| Website | Not listed |
| Regulatory assets under management | $9.9M |
| Individual clients | Fewer than 5 |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 2, 2022 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Tucson
- Tci Wealth Advisors, Inc. $5.4B
- Sem Wealth Management $933M
- GR Financial Group, LLC $1.1B
- Southwest Investment Advisors, Inc. $387M
- Wealth Management Partners, LLC $794M
- Ironwood Financial, LLC $663M
See all 33 fee-only advisers in Tucson →
Nearby
- Tuscon 1 firm
- Oro Valley 2 firms
- Marana 1 firm
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