Fee-only adviser · Henderson, NV

RJJ Pasadena Securities, Inc.

RJJ Pasadena Securities, Inc. is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Henderson, Nevada. On its latest Form ADV, filed September 29, 2026, it reports $115M in regulatory assets under management, 165 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.

Key facts from Form ADV

RegistrationSEC-registered
Firm CRD number8425 · SEC file 801-136009
Office2520 ST. Rose Parkway Suite 312
Henderson, NV 89074
Phone(626) 792-1244
WebsiteNot listed
Regulatory assets under management$115M
Individual clients104 non-high-net-worth, 61 high-net-worth
Financial planning clientsNot reported
How it chargesPercentage of assets
ServicesPortfolio management, Pension consulting
Employees2
Disciplinary disclosuresYes, see SEC record
Latest Form ADV filingSeptember 29, 2026

Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.

What this means for you

  • It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
  • Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
  • It sponsors or manages a wrap fee program; ask what the bundled fee covers.
  • It reports disciplinary history on Form ADV. Read the disclosure details on its SEC record before you engage it.

Before you hire any adviser

Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.

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