Fee-only adviser · Corning, NY
Rooted Planning Group
Rooted Planning Group is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Corning, New York. On its latest Form ADV, filed February 24, 2026, it reports $157M in regulatory assets under management, 218 individual clients and 3 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 284120 · SEC file 801-112546 |
| Office | 10 East Market Street Corning, NY 14830 |
| Phone | (607) 438-2761 |
| Website | www.rootedpg.com |
| Regulatory assets under management | $157M ($155M discretionary) |
| Individual clients | 138 non-high-net-worth, 80 high-net-worth |
| Financial planning clients | 251-500 |
| How it charges | Fixed fee |
| Services | Financial planning, Portfolio management, Pension consulting, Educational seminars |
| Employees | 7 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 24, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Corning
- Burns Matteson Capital Management, LLC $400M
- BCK Partners, Inc. $213M
- Alsworth Capital Management, LLC $117M
- Lake Road Advisors, LLC $99M
See all 5 fee-only advisers in Corning →
Nearby
- Horseheads 1 firm
- Elmira 1 firm
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