Fee-only adviser · Fort Lauderdale, FL
Roschman Capital Advisors, LLC
Roschman Capital Advisors, LLC is a fee-only investment adviser registered with the securities regulator of Florida, with its main office in Fort Lauderdale, Florida. On its latest Form ADV, filed March 13, 2026, it reports $1.4M in regulatory assets under management, 11 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Florida |
|---|---|
| Firm CRD number | 282080 |
| Office | 6300 NE 1st Ave Suite 200 Fort Lauderdale, FL 33334 |
| Phone | (954) 343-2466 |
| Website | roschmancapitaladvisors.com |
| Regulatory assets under management | $1.4M ($1.4M discretionary) |
| Individual clients | 0 non-high-net-worth, 11 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Fixed fee, Other |
| Services | Financial planning, Portfolio management, Selection of other advisers |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 13, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Fort Lauderdale
- Palisades Hudson Asset Management, L.P. $1.8B
- Wiggin Financial Services $9.5M
- Dumont Wealth $14M
- Financial Planning Services, Inc. $20M
- Wolfson Private Wealth, LLC $2.7M
- GQG Partners $163.9B
See all 17 fee-only advisers in Fort Lauderdale →
Nearby
- Hollywood 3 firms
- Pompano Beach 2 firms
- Plantation 8 firms
- Hallandale Beach 3 firms
- Cooper City 1 firm
- Lighthouse Point 1 firm
- Aventura 13 firms
- Sunrise 1 firm
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