Fee-only adviser · Rye Brook, NY
RPM Capital Management, LLC
RPM Capital Management, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with a mailing address in Rye Brook, New York (its office is a private residence, so the street address is not published). On its latest Form ADV, filed August 4, 2026, it reports $74M in regulatory assets under management, 140 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 164200 · SEC file 801-107269 |
| Office | Rye Brook, NY (mailing address; office not published) |
| Phone | (203) 992-1100 |
| Website | www.rpmcapitalmgt.com |
| Regulatory assets under management | $74M |
| Individual clients | 5 non-high-net-worth, 135 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets, Other |
| Services | Portfolio management |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | August 4, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Rye Brook
- Meyer Handelman Company LLC $3.2B
- Oxler Private Wealth $578M
- Five Factor Capital Advisors $30M
- Central Park Financial Planning $9.6M
- Municipal Asset Management Inc $113M
- Visdom Investment Group LLC $53M
See all 8 fee-only advisers in Rye Brook →
Nearby
- Port Chester 1 firm
- Purchase 5 firms
- Rye 4 firms
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- Harrison 6 firms
- White Plains 11 firms
- Riverside 1 firm
- West Harrison 1 firm
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