Fee-only adviser · Greenwich, CT
Rye Brook Capital, LLC
Rye Brook Capital, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Greenwich, Connecticut. On its latest Form ADV, filed February 3, 2026, it reports $327M in regulatory assets under management, 3 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 288517 · SEC file 801-119977 |
| Office | 777 West Putnam Ave Suite 300 Greenwich, CT 06830 |
| Phone | (203) 542-2822 |
| Website | www.ryebrookcapital.com |
| Regulatory assets under management | $327M |
| Individual clients | 0 non-high-net-worth, 3 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 3, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Greenwich
- Greenwich Wealth Management, LLC $3.5B
- N10° Wealth $553M
- Greenwich Advisors, LLC $293M
- MFC Portfolios, Inc $61M
- Wiley Capital Partners $29M
- QP Global Family Offices, LLC $1.0B
See all 22 fee-only advisers in Greenwich →
Nearby
- Riverside 1 firm
- Old Greenwich 1 firm
- Port Chester 1 firm
- Rye Brook 8 firms
- Stamford 30 firms
- Purchase 5 firms
- Rye 4 firms
- Harrison 6 firms
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