Fee-only adviser · Carlsbad, CA
Seaside Wealth Management, Inc.
Seaside Wealth Management, Inc. is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Carlsbad, California. On its latest Form ADV, filed February 19, 2026, it reports $459M in regulatory assets under management, 380 individual clients and 11 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 271039 · SEC file 801-111750 |
| Office | 6154 Innovation Way Carlsbad, CA 92009 |
| Phone | (760) 730-8120 |
| Website | www.seasidewealth.com |
| Regulatory assets under management | $459M ($455M discretionary) |
| Individual clients | 228 non-high-net-worth, 152 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Pension consulting, Selection of other advisers |
| Employees | 12 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 19, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Carlsbad
- Financial Focus LLC $800M
- MKT Advisors LLC $464M
- Carlsbad Wealth Advisory Group, Inc. $238M
- Fonte Financial Advisors $158M
- Five Oceans Advisors $456M
- Vistica Wealth Advisors, LLC $260M
See all 17 fee-only advisers in Carlsbad →
Nearby
- Oceanside 1 firm
- Encinitas 10 firms
- San Marcos 4 firms
- Vista 1 firm
- Cardiff by the Sea 2 firms
- Cardiff-By-The-Sea 1 firm
- Solana Beach 4 firms
- Rancho Santa Fe 7 firms
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Seaside Wealth Management, Inc.? Update this listing.