Fee-only adviser · Baton Rouge, LA
Simmons Asset Management, LLC
Simmons Asset Management, LLC is a fee-only investment adviser registered with the securities regulator of Louisiana, with a mailing address in Baton Rouge, Louisiana (its office is a private residence, so the street address is not published). On its latest Form ADV, filed September 10, 2026, it reports $26M in regulatory assets under management, 59 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Louisiana |
|---|---|
| Firm CRD number | 155258 |
| Office | Baton Rouge, LA (mailing address; office not published) |
| Phone | (225) 612-2442 |
| Website | www.simmonsstrategy.com |
| Regulatory assets under management | $26M |
| Individual clients | 59 non-high-net-worth, 0 high-net-worth |
| Financial planning clients | 51-100 |
| How it charges | Percentage of assets, Other |
| Services | Financial planning, Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | September 10, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Baton Rouge
- Evans Investment Advisors, L.L.C. $391M
- JCN Financial & Tax Advisory Group, LLC $130M
- Abel Hall, LLC $819M
- Asempa Wealth Advisors $246M
- Graf Financial, L.L.C. $80M
- Integrity Wealth Management, Inc $3.5M
See all 14 fee-only advisers in Baton Rouge →
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