Fee-only adviser · Bend, OR
Smithbrook, LLC
Smithbrook, LLC is a fee-only investment adviser registered with the securities regulators of New York, Oregon, Washington, with a mailing address in Bend, Oregon (its office is a private residence, so the street address is not published). On its latest Form ADV, filed March 5, 2026, it reports $91M in regulatory assets under management, 15 individual clients and 3 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: New York, Oregon, Washington |
|---|---|
| Firm CRD number | 313679 |
| Office | Bend, OR (mailing address; office not published) |
| Phone | (206) 234-7095 |
| Website | www.smithbrook.com |
| Regulatory assets under management | $91M ($90M discretionary) |
| Individual clients | 0 non-high-net-worth, 15 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Portfolio management, Selection of other advisers |
| Employees | 3 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 5, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Bend
- Northwest Quadrant Wealth Management $580M
- JGP Wealth Management, LLC $1.4B
- Cascade Financial Strategies $151M
- Axiom Wealth Strategies, LLC $125M
- Capstone Wealth Management Group, Inc. $243M
- Northwind Financial LLC $142M
See all 19 fee-only advisers in Bend →
Nearby
- Sunriver 1 firm
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