Fee-only adviser · Cheshire, CT
Soundview Private Wealth Advisors
Soundview Private Wealth Advisors is a fee-only investment adviser registered with the securities regulators of Connecticut, Louisiana, Texas, with its main office in Cheshire, Connecticut. On its latest Form ADV, filed October 21, 2026, it reports $66M in regulatory assets under management, 70 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Connecticut, Louisiana, Texas |
|---|---|
| Firm CRD number | 340845 |
| Office | 275 Maple Ave Cheshire, CT 06410 |
| Phone | (203) 927-7644 |
| Website | www.soundviewpwa.com |
| Regulatory assets under management | $66M |
| Individual clients | 54 non-high-net-worth, 16 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | October 21, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Cheshire
See all 3 fee-only advisers in Cheshire →
Nearby
- North Haven 3 firms
- Middlebury 1 firm
- Woodbridge 1 firm
- Bristol 1 firm
- Middletown 2 firms
- Watertown 1 firm
- New Haven 5 firms
- Cromwell 1 firm
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Soundview Private Wealth Advisors? Update this listing.