Fee-only adviser · Naples, FL
Southcol Advisors
Southcol Advisors is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Naples, Florida. On its latest Form ADV, filed February 23, 2026, it reports $209M in regulatory assets under management, 4 individual clients and 3 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 308154 · SEC file 801-118783 |
| Office | 15910 Old 41 North Suite 220 Naples, FL 34110 |
| Phone | (239) 228-8747 |
| Website | www.southcoladvisors.com |
| Regulatory assets under management | $209M |
| Individual clients | 0 non-high-net-worth, 4 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets |
| Services | Portfolio management, Selection of other advisers |
| Employees | 4 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 23, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Naples
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- 3EDGE Asset Management, LP $2.0B
- Pento Portfolio Strategies, LLC $237M
- The High Net Worth Advisory Group, LLC $862M
- Andrew Hill Investment Advisors, Inc. $231M
- Lodestar Advisory Group, LLC $93M
See all 36 fee-only advisers in Naples →
Nearby
- Bonita Springs 4 firms
- Estero 2 firms
- Fort Myers 9 firms
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