Fee-only adviser · Rolling Hills Estates, CA
Southern California Wealth Management Associates
Southern California Wealth Management Associates is a fee-only investment adviser registered with the securities regulator of California, with its main office in Rolling Hills Estates, California. On its latest Form ADV, filed March 29, 2026, it reports $34M in regulatory assets under management, 115 individual clients and 3 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California |
|---|---|
| Firm CRD number | 332016 |
| Office | 655 Deep Valley DR. Suite 125B Rolling Hills Estates, CA 90274 |
| Phone | (818) 469-3521 |
| Website | Not listed |
| Regulatory assets under management | $34M |
| Individual clients | 111 non-high-net-worth, 4 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 3 |
| Disciplinary disclosures | Yes, see SEC record |
| Latest Form ADV filing | March 29, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports disciplinary history on Form ADV. Read the disclosure details on its SEC record before you engage it.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Rolling Hills Estates
- Keymark Financial $40M
- Darrell Capital Management, LLC $100M
- Kearns and Associates, LLC $1.2B
- Afzali Investments, LLC $7.8M
- Portage Capital Management LLC $27M
See all 6 fee-only advisers in Rolling Hills Estates →
Nearby
- Palos Verdes Estates 2 firms
- Rolling Hills 1 firm
- Redondo Beach 4 firms
- Torrance 15 firms
- Hermosa Beach 6 firms
- Manhattan Beach 16 firms
- Carson 1 firm
- El Segundo 18 firms
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