Fee-only adviser · Phoenix, AZ
Sovereign Investment Advisors LLC
Sovereign Investment Advisors LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Phoenix, Arizona. On its latest Form ADV, filed June 4, 2026, it reports $3.3B in regulatory assets under management, 4 individual clients and 6 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 149040 · SEC file 801-80942 |
| Office | 3930 E Ray Road Suite 170 Phoenix, AZ 85044 |
| Phone | (480) 385-2850 |
| Website | www.sovereigninvestmentadvisors.com |
| Regulatory assets under management | $3.3B ($3.3B discretionary) |
| Individual clients | 4 non-high-net-worth, 0 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets, Fixed fee |
| Services | Portfolio management, Pension consulting, Selection of other advisers |
| Employees | 8 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | June 4, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Phoenix
- Dynamic $5.6B
- Wall Capital Group, Inc. $295M
- Versant Capital Management, Inc. $1.8B
- Windsor Capital Management, LLC $703M
- Bledsoe Asset Management, LLC $189M
- Wisdom Wealth Investment Advisors LLC $139M
See all 49 fee-only advisers in Phoenix →
Nearby
- Paradise Valley 1 firm
- Tempe 10 firms
- Scottsdale 78 firms
- Glendale 3 firms
- Sun City 1 firm
- Fountain Hills 2 firms
- Chandler 12 firms
- Mesa 9 firms
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Sovereign Investment Advisors LLC? Update this listing.