Sovereign Wealth Partners, LLC

Sovereign Wealth Partners, LLC is a fee-only investment adviser registered with the securities regulator of North Dakota, with its main office in New Rockford, North Dakota. On its latest Form ADV, filed July 3, 2026, it reports $62M in regulatory assets under management, 8 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.

Key facts from Form ADV

Registration	State-registered: North Dakota
Firm CRD number	342625
Office	426 7th Ave South New Rockford, ND 58356
Phone	(701) 947-2091
Website	Not listed
Regulatory assets under management	$62M ($3.5M discretionary)
Individual clients	8 non-high-net-worth, 0 high-net-worth
Financial planning clients	1-10
How it charges	Percentage of assets, Hourly
Services	Financial planning, Portfolio management, Pension consulting
Employees	2
Disciplinary disclosures	None reported
Latest Form ADV filing	July 3, 2026

Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.

What this means for you

• It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
• It also charges a percentage of assets managed for ongoing investment management.
• Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
• It provides financial planning services, not only portfolio management.
• It reports no disciplinary history on Form ADV.

Before you hire any adviser

Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.