Fee-only adviser · Walnut Creek, CA
Spiegelman Wealth Management, Inc.
Spiegelman Wealth Management, Inc. is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Walnut Creek, California. On its latest Form ADV, filed June 22, 2026, it reports $443M in regulatory assets under management, 183 individual clients and 3 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 336637 · SEC file 801-133759 |
| Office | 1212 Broadway Plaza Suite 2100 #54. Walnut Creek, CA 94596 |
| Phone | (925) 385-6200 |
| Website | www.spiegelmanwealth.com |
| Regulatory assets under management | $443M |
| Individual clients | 86 non-high-net-worth, 97 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management |
| Employees | 4 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | June 22, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It sponsors or manages a wrap fee program; ask what the bundled fee covers.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Walnut Creek
- Destination Wealth Management $4.9B
- Capital Advantage, Inc. $1.3B
- Burton Enright Welch $1.6B
- Presidio Group Advisors $439M
- Elevation Wealth Partners, LLC $671M
- Treehouse Wealth Advisors $597M
See all 34 fee-only advisers in Walnut Creek →
Nearby
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- Clayton 1 firm
- San Ramon 15 firms
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