Fee-only adviser · Mission Viejo, CA
Strivent Financial
Strivent Financial is a fee-only investment adviser registered with the securities regulator of California, with a mailing address in Mission Viejo, California (its office is a private residence, so the street address is not published). On its latest Form ADV, filed March 31, 2026, it reports $29M in regulatory assets under management, 33 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California |
|---|---|
| Firm CRD number | 299009 |
| Office | Mission Viejo, CA (mailing address; office not published) |
| Phone | (800) 893-6783 |
| Website | www.striventfinancial.com |
| Regulatory assets under management | $29M ($26M discretionary) |
| Individual clients | 23 non-high-net-worth, 10 high-net-worth |
| Financial planning clients | 26-50 |
| How it charges | Percentage of assets, Hourly, Fixed fee, Other |
| Services | Financial planning, Portfolio management, Pension consulting, Educational seminars |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 31, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Mission Viejo
- Ticino Wealth $400M
- Webb Financial Group $94M
- Walker Financial Advisors Inc $233M
- Downie Financial Group $36M
- Di Bello Financial $67M
- Portsalus Wealth Management $58M
See all 9 fee-only advisers in Mission Viejo →
Nearby
- Laguna Hills 7 firms
- Lake Forest 4 firms
- Rancho Santa Margarita 1 firm
- Aliso Viejo 6 firms
- Foothill Ranch 1 firm
- Irvine 52 firms
- Laguna Niguel 2 firms
- Portola Hills 1 firm
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