Summit Financial Group, LLC

Summit Financial Group, LLC is a fee-only investment adviser registered with the securities regulator of Georgia, with its main office in Rome, Georgia. On its latest Form ADV, filed September 10, 2026, it reports $23M in regulatory assets under management, 76 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.

Key facts from Form ADV

Registration	State-registered: Georgia
Firm CRD number	125144
Office	325 W 9th Street NE Rome, GA 30165
Phone	(706) 291-9966
Website	Not listed
Regulatory assets under management	$23M
Individual clients	66 non-high-net-worth, 10 high-net-worth
Financial planning clients	0
How it charges	Percentage of assets, Hourly
Services	Portfolio management, Selection of other advisers
Employees	3
Disciplinary disclosures	None reported
Latest Form ADV filing	September 10, 2026

Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.

What this means for you

• It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
• It also charges a percentage of assets managed for ongoing investment management.
• Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
• It reports no disciplinary history on Form ADV.

Before you hire any adviser

Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.

Other fee-only advisers in Rome

• Horizon Advisors, LLC $8.3M

Nearby

• Calhoun 1 firm
• Cartersville 1 firm