Fee-only adviser · Venice, FL
Sutton Place Capital Management LLC
Sutton Place Capital Management LLC is a fee-only investment adviser registered with the securities regulators of Florida, New York, with a mailing address in Venice, Florida (its office is a private residence, so the street address is not published). On its latest Form ADV, filed March 30, 2026, it reports $21M in regulatory assets under management, 22 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Florida, New York |
|---|---|
| Firm CRD number | 149302 |
| Office | Venice, FL (mailing address; office not published) |
| Phone | (941) 445-2001 |
| Website | www.suttonplacecapital.com |
| Regulatory assets under management | $21M ($18M discretionary) |
| Individual clients | 0 non-high-net-worth, 22 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets, Hourly, Other |
| Services | Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 30, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Venice
- Ferris Wheel Finance, Inc. $41M
- Bright Asset Management $63M
- Fiduciary Consulting Group, Inc. $103M
- Jean Pierre Masse $4.5M
- Gasima Financial LLC $8.5M
- Dale K. Ehrhart, Inc. $649M
See all 7 fee-only advisers in Venice →
Nearby
- Sarasota 33 firms
- Port Charlotte 2 firms
- Lakewood Ranch 6 firms
- Longboat Key 2 firms
- Bradenton 6 firms
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