Fee-only adviser · Harrison, NY

Sykon Capital LLC

Sykon Capital LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Harrison, New York. On its latest Form ADV, filed September 14, 2026, it reports $350M in regulatory assets under management, 647 individual clients and 6 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.

Key facts from Form ADV

RegistrationSEC-registered
Firm CRD number326728 · SEC file 801-128087
Office500 Mamaroneck Ave Suite 435
Harrison, NY 10528
Phone(914) 898-3694
Websitewww.sykoncapital.com
Regulatory assets under management$350M ($349M discretionary)
Individual clients257 non-high-net-worth, 390 high-net-worth
Financial planning clients101-250
How it chargesPercentage of assets, Hourly, Fixed fee, Subscription
ServicesFinancial planning, Portfolio management
Employees8
Disciplinary disclosuresNone reported
Latest Form ADV filingSeptember 14, 2026

Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.

What this means for you

  • It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
  • It also charges a percentage of assets managed for ongoing investment management.
  • Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
  • It provides financial planning services, not only portfolio management.
  • It reports no disciplinary history on Form ADV.

Before you hire any adviser

Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.

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