Fee-only adviser · Bend, OR
Thalassa Capital LLC
Thalassa Capital LLC is a fee-only investment adviser registered with the securities regulators of California, Oregon, with its main office in Bend, Oregon. On its latest Form ADV, filed April 2, 2026, it reports $102M in regulatory assets under management, 70 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California, Oregon |
|---|---|
| Firm CRD number | 139707 · SEC file 801-78286 |
| Office | 63205 Gibson Air Road, #44 Bend, OR 97701 |
| Phone | (541) 323-4969 |
| Website | www.thalassacapital.com |
| Regulatory assets under management | $102M ($91M discretionary) |
| Individual clients | 52 non-high-net-worth, 18 high-net-worth |
| Financial planning clients | 1-10 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management, Selection of other advisers |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | April 2, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Bend
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- Axiom Wealth Strategies, LLC $125M
- Capstone Wealth Management Group, Inc. $243M
- Northwind Financial LLC $142M
See all 19 fee-only advisers in Bend →
Nearby
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